Becky Keenan, CEP, RFCPartner
Phone: (704) 373-2500
|
||
|
300 E Kingston Ave Phone: 704-373-2525 |
Registered Representatives of, and Securities offered through INVEST Financial Corporation (INVEST), member FINRA/SIPC. Advisory services offered through INVEST and Capital Asset Advisory Services, LLC, registered investment advisors. INVEST does not provide tax advice and is not affiliated with CG Financial Services or Capital Asset Advisory Services, LLC.
This website may contain concepts that have legal, accounting and tax implications. It is not intended to provide legal, accounting, or tax advice. You may wish to consult an attorney, tax advisor, or accountant regarding your specific situation. No representations are made as to the accuracy of the information contained herein or any information contained in any link provided herein.
INVEST Financial Corporation’s Privacy Policy
INVEST Financial Corporation’s Privacy Policy
Important Consumer Information:
This site is for informational purposes only and is not intended to be a solicitation or
offering of any security and;
1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may
only conduct business in a state if the representatives and the BD or IA they
represent (a) satisfy the qualification requirements of, and are approved to do
business by, the state; or (b) are excluded or exempted from the state's licensure
requirements.
2. Representatives of a BD or IA are deemed to conduct business in a state to the
extent that they provide individualized responses to investor inquiries that
involve (a) effecting, or attempting to effect, transactions in securities; or (b)
rendering personalized investment advice for compensation.